MORGAN STANLEY

Billy Bush (Morgan Stanley)

Billy Bush (Morgan Stanley) Settles Customer Complaint For $250K

Financial Advisor Complaints / By

As someone who both analyzes financial information and writes about it, I’m frequently captivated by instances where those in the finance profession encounter disagreements, like the latest resolution featuring the ex-Morgan Stanley finance consultant Billy Busch. It has been revealed that Mr. Busch reached a settlement in a FINRA dispute, which focused on the issue […]

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John Rochester

John Rochester (Morgan Stanley) FINRA Arbitration Claim Seeks $600K

Financial Advisor Complaints / By

As a whiz with numbers and a knack for storytelling, I’ve got the scoop on Morgan Stanley Advisor John Rochester. Turns out, he’s in hot water over a FINRA arbitration claim. Picture this: a customer is chasing him for a whopping $600K in damages. And guess what? This isn’t a secret. It’s right there in

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Morgan Stanley Advisor Viyella BARRED

Morgan Stanley Advisor Viyella BARRED After Selling Away Allegations and Lawsuits

Financial Advisor Complaints / By

As an expert in money matters, I’ve come across quite a few shady dealings. Now, let’s talk about Candido Viyella. This guy used to work for Morgan Stanley, but they kicked him out in 2020. Why? Well, he got caught mixing business with his own cash in a way he wasn’t supposed to. Before getting

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DANIEL JAMES BURFEIND INVESTIGATION

DANIEL JAMES BURFEIND – MORGAN STANLEY, WAYZATA , MN. INVESTIGATION

Financial Advisor Complaints / By

In the ever-evolving landscape of finance, where trust and integrity are the cornerstones of success, the law firm of Haselkorn & Thibaut, P.A., a stalwart champion of investor rights, is actively gathering data related to complaints against Daniel James Burfeind, a financial advisor associated with Morgan Stanley in Wayzata, MN. In a proactive effort to

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Francisco Valenzuela - Morgan Stanley

Emerging from a FINRA Ruling: My Take on the Morgan Stanley and Francisco Valenzuela Fraud Case

Financial Advisor Complaints / By

As a financial analyst and writer, I take cases of fraud and abuse within the financial realm seriously. It’s disheartening to see situations where professionals entrusted with the hard-earned savings of individuals, particularly seniors, betray that trust. One such incident recently caught my attention. I’m talking about the case of Morgan Stanley and a former

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FINRA Suspends Nikolay Zotenko (Morgan Stanley)

My Take on FINRA’s Suspension of Nikolay Zotenko for Shady “Exclusive” Investment Pitch

Financial Advisor Complaints / By

As a financial analyst and writer, I’ve seen my fair share of industry missteps. Today, I want to talk about a significant disciplinary move by the Financial Industry Regulatory Authority (FINRA). The authority recently penalized a former broker at Morgan Stanley, based in Beverly Hills, for pushing a private placement that wasn’t quite what it

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