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Whether you have a question about filing a complaint, want to report an issue with an advisor, or need help navigating FINRA’s dispute resolution process, we are here to help.
Response time: We aim to respond within 48 hours on business days.
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What We Can Help With
- Filing a complaint — Step-by-step guidance for submitting to FINRA, state regulators, or the SEC
- Arbitration questions — Understanding the FINRA arbitration process and your rights
- Content corrections — Report errors or request updates to advisor complaint reports
- General inquiries — Questions about our platform, data sources, or editorial process
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Please allow 14 business days for a response as we have to research each issue.
Important Disclaimers
FinancialAdvisorComplaints.com is an independent informational resource. We are not a law firm, financial advisory service, or regulatory agency. The information on this site is derived from public sources and is provided “as is” without warranty. If you need legal advice, please consult a qualified attorney.
For immediate investment fraud concerns, contact FINRA’s Investor Complaint Center or call 1-888-885-7162 for a free legal consultation with Haselkorn & Thibaut.
FINRA
File official complaints and search advisor records.
SEC
Report potential securities fraud to the federal regulator.
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Haselkorn & Thibaut offers free consultations for investment fraud cases nationwide.