FINRA Suspends Nikolay Zotenko (Morgan Stanley)

FINRA Suspends Nikolay Zotenko (Morgan Stanley) For “Exclusive Venture Capital Investment Opportunity” Investments

The Financial Industry Regulatory Authority (FINRA) has taken action against a former Morgan Stanley broker from Beverly Hills, California for misleadingly marketing a private placement on its platform. Nikolay Zotenko was a Morgan Stanley employee for five years before he was terminated in May 2021. He was also suspended and fined $10,000 because of the …

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How to Protect Yourself Against Stock Broker Fraud

If you have been a victim of stockbroker fraud, you may want to contact a brokerage misconduct attorney for help. Although many such cases are reported each year, you might not be eligible to receive compensation for the losses you’ve sustained unless you’ve been involved in the fraud yourself. Attorneys can offer legitimacy and weight …

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finra

FINRA Rule 2111 – Avoiding Unsuitable Investments

When a broker makes a recommendation that is not suitable for a client, that investor is at risk of taking on unnecessary risk and losing money. Suitability rules have been established by the Financial Industry Regulatory Authority, and other regulatory bodies to protect consumers. Brokers must consider a number of factors when making recommendations, including …

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GWG L Bonds

Investment Fraud Lawyers Investigate GWG L Bonds Sales by Emerson Equity Broker Tony Barouti

If you have been, or are, a customer of Tony Barouti, a registered broker with Emerson Equity, or purchased GWG L Bonds,  you are invited to contact our experienced investment fraud lawyers. Haselkorn & Thibaut is investigating the sales practices adopted by Tony Barouti in connection with the L Bonds offering of GWG Holdings. Any …

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How The James Webb Space Telescope Will Unfold The Universe | John C. Mather | TED

How The James Webb Space Telescope Will Unfold The Universe | John C. Mather | TED

Reasons To Use A Service For Your Edits Even the best of writers out there rely on a book editing service to make sure everything is correct. Spelling and grammar mistakes can slip through the cracks. The story line may be missing key elements. Getting Your Book Published On Your Own It is possible to …

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The Next Recession - 5 Signs (stop investing in 2022)

The Next Recession – 5 Signs (stop investing in 2022)

Constructive Details of Small Business Bookkeeping Services Online It is not that only the beginners of small business processes needs to adopt an industrious way of cash flow management for respective entity. Even those already into such course have to abide by the same. This is an essential necessity because, each and every aspect that …

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We Can Make COVID-19 the Last Pandemic | Bill Gates | TED

We Can Make COVID-19 the Last Pandemic | Bill Gates | TED

Is Dubai an Incubator for Small and Medium Businesses? Small and Medium business setup in Dubai, is one of the most demanding options of company formation in the commercial capital of UAE. Small and Medium Enterprises also known as SME’s reflect the positive and swift growth of the economic system of Dubai. Business to Business …

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