Let’s talk about a tricky situation that many investors are finding themselves in due to questionable advice from their financial advisors. You might have heard the term ‘Conservation Easement’ floating around, particularly paired with words like IRS investigations and penalties. As someone with a check a financial advisor’s background in finance, I want to break […]

The financial world has been buzzing lately, and I want to talk about some big news you might have heard: financial advisor Kittiany Barrios stepped down from PFS Investments after some pretty serious accusations came to light. The fine print in her BrokerCheck record file a FINRA complaint by FINRA shows she’s being examined for

On a windy autumn day, November 2nd, 2023, President Joe Biden stepped up with a grave message for financial advisors across the nation. With a firm tone, he presented a rule proposed by the Department of Labor, aimed squarely at financial advisors — a rule meant to ensure they work in the best interest of

As a financial analyst and writer, I’ve seen firsthand the delicate nature of the relationship between an investor and their financial advisor. Trust is the critical bond that powers this partnership. That’s why, when stories emerge about financial advisors being accused of wrongdoing, they serve as a harsh wake-up call about the necessity of integrity

As a financial analyst and writer, I’ve been closely watching a storm brewing in the investment world. It exploded with the Nightingale Properties fiasco on the CrowdStreet real estate crowdfunding platform. The debacle led to a staggering loss of $1.5 million for investors aiming to nab the Atlanta Financial Center. Now, their anger is squarely

I’ve closely followed the ripples of distress ensuing from the Nightingale scandal. As a financial analyst and writer, I’m witnessing firsthand how investors, left with nothing after investing in Nightingale Properties via CrowdStreet, are demanding justice. These investors are preparing for a showdown, with the crowdfunding platform that facilitated their failed investments squarely in their

My name is Emily Carter, and as a financial analyst and writer, I’m here to unpack a concerning situation involving A. Roberson, a broker with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORATED (CRD 7691). Roberson is wrapped up in serious allegations of financial malpractice going back to 2015—quite shocking indeed. A Closer Look at the

Hi there, my name is Emily Carter, and I’m a financial analyst and writer with a keen eye on the investment world. One aspect of my job is to keep tabs on the actions of individual brokers that could affect investors. Today, I want to talk about Paul Joseph Mauro [CRD: 824304], a broker with