My Take on Steven Harris’ Ban From FINRA (Transamerica Financial)
As a seasoned financial analyst and writer, I’m compelled to share that Steven Harris, once affiliated with Transamerica Financial Advisors, Inc., faced serious allegations that ultimately led to his expulsion from the finance industry. For those unfamiliar, the Financial Industry Regulatory Authority (FINRA) plays the critical role of monitoring and enforcing the integrity of brokerage […]
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