Financial Advisor Complaints

I’ve recently come across the case of Rosaline Alam, a broker with Lincoln Investment, who is facing heavy scrutiny. Per her BrokerCheck record, an investor lodged a formal complaint against Alam on February 21, 2024, claiming that she had withheld important information about his investment. Let’s dive into these claims. Claims From a Concerned Investor […]

As a financial analyst and writer, I’ve recently turned my attention to a troubling situation surrounding broker Andrew Dutton of Peak Brokerage Services. A significant investor dispute has come to light, centered on claims that Dutton was negligent and failed to uphold his obligations to his clients, with the aggrieved parties seeking a substantial $500,000

Imagine suddenly finding out that a good chunk of your retirement savings is gone – just like that. It’s a horrifying thought, right? Well, that’s exactly what happened to an investor when they reportedly lost a whopping $150,000. And who was at the center of these accusations? Bradford Jones, a financial advisor who worked with

As a financial analyst and writer, I’ve seen my share of legal disputes in the industry, but the case involving Steven Milcinovic of Arbor Court Capital certainly stands out. Milcinovic has been hit with serious claims following the discovery of a civil lawsuit on his BrokerCheck record, dated February 16, 2024. Disturbing Claims Against a

Investing can be a thrilling ride, with highs that can take you to the top and lows that can pull the rug from under your feet. I’m currently focused on a fascinating case involving Randall McGill, a stockbroker from Homer Glen, IL, whose professional conduct is under scrutiny. The Man in the Spotlight: Stockbroker Randall