Gerald Eaton (Heritage Financial Group) Sentenced For Stealing $3.8 Million From Clients

Gerald Eaton (Heritage Financial Group) Sentenced For Stealing $3.8 Million From Clients

As a certified financial planner, 51-year old Gerald Eaton advised clients and invested their funds. He conducted business under the name of Heritage Financial Group, with an office in Acton. $3.8 million is the amount Gerald Allen Eaton is estimated to have cheated clients out of, over a 20-year period, from 1999 (estimated) right up …

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DANIEL JAMES BURFEIND INVESTIGATION

DANIEL JAMES BURFEIND – MORGAN STANLEY, WAYZATA , MN. INVESTIGATION

Haselkorn & Thibaut, P.A., an investor rights law firm, is currently seeking information in connection with claims against DANIEL JAMES BURFEIND – MORGAN STANLEY, WAYZATA, MN. This webpage has been created to facilitate the process. If you have incurred losses resulting from your association with him, we encourage you to join many others in contributing …

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FMN Capital Corp Broker Jeffrey Stanga Faces FINRA Action

FMN Capital Corp Broker Jeffrey Stanga Faces FINRA Action

Failure to fully disclose the nature of his outside business activities has led to the Financial Industry Regulatory Authority (FINRA) suspending FMN Capital Corporation (FMNCC) advisor Jeffrey D. Stanga (CRD #6387255) for 12 months and levying a fine of $10,000 apart from $28,359.00 in restitution. Jeffrey D. Stanga (CRD #6387255) According to his broker report, Stanga has been a …

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