White Plains, NY – There’s a famous saying, “The love of money is the root of all kinds of evil.” It makes you think, what about when this pursuit leads to financial wrongdoing that hurts investors? This is what’s at stake with claims against stockbroker Nicholas Jembelis, who is currently with David Lerner Associates. Who […]

From Wall Street to Wall of Shame: My Insight into the Fall of Ex-Morgan Stanley Broker Gary Chang I’ve followed a myriad of stories within the financial world, but few things are as arresting as the revelation that within our revered institutions, like Wall Street’s blue chips, there lies a hidden underbelly of wrongdoing. At

Let’s talk about risks and rewards in investing—a concept I delve into every day as a financial analyst. But when your financial advisor becomes the risk—that’s trouble. I’ve seen what happens when advisors like Daniel Stephen Snodgrass [CRD: 4083817] lead their clients astray, and it’s not pretty. As someone who breaks down complex financial situations

In the Financial Industry, Trust is Everything – Florida Financial Advisor Finds Himself on the Wrong Side of Regulation At the core of our vibrant economy is a layered world of investments, risk management, and financial strategy. And in this world, the role of financial advisors cannot be overstated. When you place your hard-earned money

As a financial analyst and writer, I’ve been closely tracking the situation with Matthew Kenneth Wilkes, a stockbroker who’s become the subject of in-depth Financial Industry Regulatory Authority (FINRA) investigations. The allegations against him have sparked serious worries throughout the community in Franklin, TN, with clients increasingly becoming wary of their financial advisors’ conduct. Notably,