SEC Actions Against Pagartanis, Global Trading Institute, TCFG Investment Advisors, Brent Borland
I aim to highlight certain recent SEC filings that underscore the need for alertness within the investment sector. Just last week, the SEC initiated several civil lawsuits and, interestingly, opted for no administrative actions, excluding any subsequent or connected proceedings. Offering fraud. SEC v. Pagartanis, Civil Action No. 25242, initiated on October 7, 2021, focuses […]