JP Morgan Securities - Financial Advisor Complaints

My Take on the Trevor Rahn FINRA Suspension

As a financial analyst and writer, I’ve spent years unraveling the complexities of the finance world to offer clear insights. One particular situation that stands out is the case of Trevor Rahn, a former broker with JP Morgan Securities in Los Angeles. Up until September 2018, he appeared to be a standard financial professional. But […]

My Take on FINRA’s Suspension of Nikolay Zotenko for Shady “Exclusive” Investment Pitch

Financial Advisor Complaints / By Emily

As a financial analyst and writer, I’ve seen my fair share of industry missteps. Today, I want to talk about a significant disciplinary move by the Financial Industry Regulatory Authority (FINRA). The authority recently penalized a former broker at Morgan Stanley, based in Beverly Hills, for pushing a private placement that wasn’t quite what it

My Take on FINRA’s Suspension of Nikolay Zotenko for Shady “Exclusive” Investment Pitch Read More »