Stifel Nicholas & Co Fraud Case

Four Stifel, Nicolaus & Co. (SF) clients were awarded $1.5M in compensatory damages in their Financial Industry Regulatory Authority (FINRA) arbitration case against the brokerage firm. The claimants also stated that Blumberg mismarked transactions and encouraged Them to add more positions even as they were losing money. They are alleging another: Breach of fiduciary duty …

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